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语言学讲义第四章

语言学讲义第四章
语言学讲义第四章

Chapter 4 From word to Text (Syntax)

Syntax (grammar)

?Syntax refers to the study of the rules governing the way different constituents are combined to form sentences in a language, or the study of the interrelationships between elements in sentence structures.

4.1 Syntactic relations

?Syntactic relations can be analyzed into three kinds:

–4.1.1 positional relation

–4.1.2 relations of substitutability

–4.1.3 relations of co-occurrence

4.1.1 Positional Relation

?For language to fulfill its communicative function, it must have a way to mark the grammatical roles of the various phrases that can occur in a clause.

?The boy kicked the ball

NP1 NP2

Subject Object

?Positional relation, or WORD ORDER, refers to the sequential arrangement of words in a language.

?If the words in a sentence fail to occur in a fixed order required by the convention of a language, one tends to produce an utterance either ungrammatical or nonsensical at all. For example, The boy kicked the ball

–*Boy the ball kicked the

–*The ball kicked the boy

?The teacher saw the students

?The students saw the teacher

?Positional relations are a manifestation of one aspect of Syntagmatic Relations observed by F. de Saussure.

–They are also called Horizontal Relations or simply Chain Relations.

?Word order is among the three basic ways (word order, genetic and areal classifications) to classify languages in the world.

?There are 6 possible types of language:

–SVO, VSO, SOV, OVS, OSV, and VOS.

–English belongs to SVO type, though this does not mean that SVO is the only possible word order.

4.1.2 Relation of Substitutability

?The Relation of Substitutability refers to classes or sets of words substitutable for each other grammatically in sentences with the same structure.

–The ______ smiles.

man

boy

girl

?It also refers to groups of more than one word which may be jointly substitutable

grammatically for a single word of a particular set.

strong man

–The tallest boy smiles.

pretty girl

yesterday.

–He went there last week.

the day before.

?This is also called Associative Relations by Saussure, and Paradigmatic Relations by Hjemslev. ?To make it more understandable, they are called Vertical Relations or Choice Relations.

4.1.3 Relation of Co-occurrence

?It means that words of different sets of clauses may permit, or require, the occurrence of a word of another set or class to form a sentence or a particular part of a sentence.

?For instance, a nominal phrase can be preceded by a determiner and adjective(s) and followed by a verbal phrase.

?Relations of co-occurrence partly belong to syntagmatic relations, partly to paradigmatic relations.

4.2 Grammatical construction and its constituents

4.2.1 Grammatical Construction

?Any syntactic string of words ranging from sentences over phrasal structures to certain complex lexemes.

–an apple

–ate an apple

–Mary ate an apple

4.2.2 Immediate Constituents

?Constituent is a part of a larger linguistic unit. Several constituents together form a construction:

–the girl (NP)

–ate the apple (VP)

–The girl ate the apple (S)

Immediate Constituent Analysis

(IC Analysis)

In the case of the above example, if two constituents B (the girl) and C (ate the apple) are jointed to form a hierarchically higher constituent A (here a sentence S), then B and C are said to be the immediate constituents of A. To dismantle a grammatical construction in this way is called IC analysis.

A (Sentence)

B C

The boy ate the apple

Two ways: tree diagram and bracketing

Tree diagram:

Bracketing

?Bracketing is not as common in use, but it is an economic notation in representing the constituent/phrase structure of a grammatical unit.

?(((The) (girl)) ((ate) ((the) (apple))))

?[

[NP[Det The][N girl]][VP[V ate][NP[Det the][N apple]]]]

S

4.2.3 Endocentric and Exocentric Constructions

?Endocentric construction is one whose distribution is functionally equivalent to that of one or more of its constituents, i.e., a word or a group of words, which serves as a definable centre or head.

–Usually noun phrases, verb phrases and adjective phrases belong to endocentric types because the constituent items are subordinate to the Head.

?Exocentric construction refers to a group of syntactically related words where none of the words is functionally equivalent to the group as a whole, that is, there is no definable “Centre” or “Head” inside the group, usually including

–the basic sentence,

–the prepositional phrase,

–the predicate (verb + object) construction,

–the connective (be + complement) construction.

?The boy smiled.

(Neither constituent can substitute for the sentence structure as a whole.)

?He hid behind the door.

(Neither constituent can function as an adverbial.)

?He kicked the ball .

(Neither constituent stands for the verb-object sequence.)

?John seemed angry.

(After division, the connective construction no longer exists.)

4.2.4 Coordination and Subordination

?Endocentric constructions fall into two main types, depending on the relation between constituents:

1) Coordination

?Coordination is a common syntactic pattern in English and other languages formed by grouping together two or more categories of the same type with the help of a conjunction such as and, but and or .

–These two or more words or phrases or clauses have equivalent syntactic status, each of the separate constituents can stand for the original construction functionally.

?Coordination of NPs:

–[NP the lady] or [NP the tiger]

?Coordination of VPs:

–[VP go to the library] and [VP read a book ]

?Coordination of PPs:

–[PP down the stairs] and [PP out the door ]

?Coordination of APs:

–[AP quite expensive] and [AP very beautiful]

?Coordination of Ss:

–[S John loves Mary] and [S Mary loves John too].

2) Subordination

?Subordination refers to the process or result of linking linguistic units so that they have different syntactic status, one being dependent upon the other, and usually a constituent of the other.

–The subordinate constituents are words which modify the head. Consequently, they can be called modifiers.

?two dogs

Head

?(My brother) can drink (wine).

Head

?Swimming in the lake (is fun).

Head

?(The pepper was) hot beyond endurance.

Head

3) Subordinate clauses

?Clauses can be used as subordinate constituents. There are three basic types of subordinate clauses:

–complement clauses

–adjunct (or adverbial) clauses

–relative clauses

?John believes [that the airplane was invented by an Irishman].

(complement clause)

?Elizabeth opened her presents [before John finished his dinner].

(adverbial clause)

?The woman [that I love] is moving to the south.

(relative clause)

4.3. Syntactic Function

?The syntactic function shows the relationship between a linguistic form and other parts of the linguistic pattern in which it is used.

–Names of functions are expressed in terms of subjects, objects, predicators, modifiers, complements, etc.

4.3.1 Subject

?In some languages, subject refers to one of the nouns in the nominative case(主格). ?The typical example can be found in Latin, where subject is always in nominative case, such as pater and filius in the following examples.

–pater filium amat (the father loves the son)

–patrum filius amat (the son loves the father)

?In English, the subject of a sentence is often said to be the agent, or the doer of the action, while the object is the person or thing acted upon by the agent.

–This definition seems to work for these sentences:

–Mary slapped John.

■ A dog bit Bill.

?but is clearly wrong in the following examples:

–John was bitten by a dog.

–John underwent major heart surgery.

?In order to account for the case of subject in passive voice, we have two other terms “grammatical subject” (John) and “logical subject” (a dog).

?Another traditional definition of the subject is “what the sentence is about” (i.e., topic). ?Again, this seems to work for many sentences, such as

–Bill is a very crafty fellow.

?but fails in others, such as

–(Jack is pretty reliable, but) Bill I don?t trust.

–As for Bill, I wouldn?t take his promises very seriously.

?All three sentences seem to be “about” Bill; thus we could say that Bill is the topic of all three sentences.

?The above sentences make it clear that the topic is not always the grammatical subject.

What characteristics do subjects have?

A. Word order

?Subject ordinarily precedes the verb in the statement:

–Sally collects stamps.

–*Collects Sally stamps.

B. Pro-forms

?The first and third person pronouns in English appear in a special form when the pronoun is a subject, which is not used when the pronoun occurs in other positions:

–He loves me.

–I love him.

–We threw stones at them.

–They threw stones at us.

C. Agreement with the verb

?In the simple present tense, an -s is added to the verb when a third person subject is singular, but the number and person of the object or any other element in the sentence have no effect at all on the form of the verb:

–She angers him.

–They anger him.

–She angers them.

D. Content questions

?If the subject is replaced by a question word (who or what), the rest of the sentence remains unchanged, as in

–John stole the Queen?s picture from the British Council.

–Who stole the Queen?s picture from the British council?

–What would John steal, if he had the chance?

–What did John steal from the British Council?

–Where did John steal the Queen?s picture from?

E. Tag question

?A tag question is used to seek confirmation of a statement. It always contains a pronoun which refers back to the subject, and never to any other element in the sentence.

–John loves Mary, doesn?t he?

–Mary loves John, doesn?t she?

–*John loves Mary, doesn?t she?

4.3.2 Predicate

?Predicate refers to a major constituent of sentence structure in a binary analysis in which all obligatory constituents other than the subject were considered together.

?It usually expresses actions, processes, and states that refer to the subject.

–The boy is running. (process)

–Peter broke the glass. (action)

–Jane must be mad! (state)

?The word predicator is suggested for verb or verbs included in a predicate.

4.3.3 Object

?Object is also a term hard to define. Since, traditionally, subject can be defined as the doer of the action, object may refer to the “receiver” or “goal” of an action, and it is further classified into Direct Object and Indirect Object.

–Mother bought a doll.

–Mother gave my sister a doll.

IO DO

?In some inflecting languages, object is marked by case labels: the accusative case (受格) for direct object, and the dative case (与格)for indirect object.

–In English, “object” is recognized by tracing its relation to word order (after the verb and preposition) and by inflections (of pro-nouns).

–Mother gave a doll to my sister.

–John kicked me.

?Modern linguists suggest that object refers to such an item that it can become subject in a passive transformation.

–John broke the glass. → The glass was broken by John.

–Peter saw Jane. → Jane was seen by Peter.

?Although there are nominal phrases in the following, they are by no means objects because they cannot be transformed into passive voice.

–He died last week.

–The match lasted three hours.

–He changed trains at Manchester. (*Trains were changed by him at Manchester.)

4.4. Category

?The term category refers to the defining properties of these general units:

–Categories of the noun: number, gender, case and countability

–Categories of the verb: tense, aspect, voice

4.4.1 Number

?Number is a grammatical category used for the analysis of word classes displaying such contrasts as singular, dual, plural, etc.

–In English, number is mainly observed in nouns, and there are only two forms: singular and plural, such as dog: dogs.

–Number is also reflected in the inflections of pronouns and verbs, such as He laughs: They laugh, this man: these men.

?In other languages, for example, French, the manifestation of number can also be found in adjectives and articles.

–le cheval royal (the royal horse)

–les chevaux royaux (the royal horses)

4.4.2 Gender

?Such contrasts as “masculine : feminine : neuter”, “animate : inanimate”, etc. for the analysis of word classes.

–Though there is a correlation between natural gender and grammatical gender, the assignment may seem quite arbitrary in many cases.

–For instance, in Latin, ignis…fire? is masculine, while flamma …flame? is feminine.

?English gender contrast can only be observed in pronouns and a small number of nouns, and, they are mainly of the natural gender type.

–he: she: it

–prince: princess

–author: authoress

?In French, gender is manifested also both in adjectives and articles.

–beau cadeau (fine gift)

–belle maison (fine house)

–Le cadeau est beau. (The gift is good.)

–La maison est belle. (The house is beautiful.)

?Sometimes gender changes the lexical meaning as well, for example, in French:

–le poele (the stove)

–la poele (the frying pan)

–le pendule (the pendulum)

–la pendule (the clock)

4.4.3 Case

?The case category is used in the analysis of word classes to identify the syntactic relationship between words in a sentence.

–In Latin grammar, cases are based on variations in the morphological forms of the word, and are given the terms “accusative”, “nominative”, “dative”, etc.

–There are five cases in ancient Greek and eight in Sanskrit. Finnish has as many as fifteen formally distinct cases in nouns, each with its own syntactic function.

?In English, case is a special form of the noun which frequently corresponds to a combination of preposition and noun, and it is realized in three channels:

–inflection

–following a preposition

–word order

?as manifested in

–teacher : teacher?s

–with : to a man

–John kicked Peter : Peter kicked John

4.4.4 Agreement

?Agreement (or concord) may be defined as the requirement that the forms of two or more words of specific word classes that stand in specific syntactic relationship with one another shall

also, be characterized by the same paradigmatically marked category (or categories). ?This syntactic relationship may be anaphoric (照应), as when a pronoun agrees with its antecedent,

–Whose is this pen? --Oh, it?s the one I lost.

?or it may involve a relation between a head and its dependent, as when a verb agrees with its subject and object:

–Each person may have one coin.

?Agreement of number between nouns and verbs:

–This man runs. The bird flies.

–These men run. These birds fly.

Sentence

Clause

Phrase

Word

?the three tallest girls (nominal phrase)

?has been doing

(verbal phrase)

?extremely difficult

(adjectival phrase)

?to the door (prepositional phrase)

?very fast

(adverbial phrase)

?The best thing would be to leave early.

?It?s great for a man to be free.

?Having finished their task, they came to help us.

?John being away, Bill had to do the work.

?Filled with shame, he left the house.

?All our savings gone, we started looking for jobs.

?It?s no use crying over spilt milk.

?Do you mind my opening the window?

Sentence: (traditional approach)

simple

Sentence complex

non-simple

compound

Sentence: (functional approach)

Yes/no

Interrogative

Indicative wh-

Declarative

Sentence

Jussive

Imperative

Optative

Basic sentence types: (Bolinger)

?Mother fell.

(Nominal + intransitive verbal)

?Mother is young.

(Nominal + copula + complement)

?Mother loves Dad.

(Nominal + transitive verbal + nominal).

?Mother fed Dad breakfast.

(Nominal + transitive verbal + nominal + nominal)

?There is time.

(There + existential + nominal)

Basic sentence types: (Quirk)

?SVC Mary is kind.

a nurse.

?SV A Mary is here.

in the house.

?SV The child is laughing.

?SVO Somebody caught the ball.

?SVOC We have proved him wrong.

a fool.

?SVOA I put the plate on the table.

?SVOO She gives me expensive presents.

4.6 Recursiveness

?Recursiveness mainly means that a phrasal constituent can be embedded within another constituent having the same category, but it has become an umbrella term such important linguistic phenomena as coordination and subordination, conjoining and embedding, hypotactic and paratactic.

–All these are means to extend sentences.

–How long can a sentence be?

?Theoretically, there is no limit to the embedding of one relative clause into another relative clause, so long as it does not become an obstacle to successful communication.

?The same holds true for nominal clauses and adverbial clauses.

–I met a man who had a son whose wife sold cookies that she had baked in her kitchen that was fully equipped with electrical appliances that were new …

?John?s sister

?John?s sister?s husband

?John?s sister?s husband?s uncle

?John?s sister?s husband?s uncle?s daughter, etc.

?that house in Beijing

?the garden of that house in Beijing

?the tree in the garden of that house in Beijing

?a bird on the tree in the garden of that house in Beijing

4.6.1 Conjoining 连接

?Conjoining: coordination.

?Conjunctions: and, but, and or.

–John bought a hat and his wife bought a handbag.

–Give me liberty or give me death.

4.6.2 Embedding嵌入

?Embedding: subordination.

?Main clauses and subordinate clauses.

?Three basic types of subordinate clauses:

–Relative clause: I saw the man who had visited you last year.

–Complement clause: I don?t know whether Professor Li needs this book.

–Adverbial clause: If you listened to me, you wouldn't make mistakes.

4.7. Beyond the sentence

(Text and discourse)

?The development of modern linguistic science has helped push the study of syntax beyond the traditional sentence boundary.

?Linguists are now exploring the syntactic relation between sentences in a paragraph or chapter or the whole text, which leads to the emergence of text linguistics and discourse analysis.

4.7.1 Sentential Connection

?Hypotactic 主次(subordinate clauses):

–You can phone the doctor if you like. However, I very much doubt whether he is in.

–We live near the sea. So we enjoy a healthy climate.

?Paratactic 并联(coordinate clauses):

–In Guangzhou it is hot and humid during the summer. In Beijing it is hot and dry.

–He dictated the letter. She wrote it.

–The door was open. He walked in.

4.7.2 Cohesion衔接

?Cohesion is a concept to do with discourse or text rather than with syntax. It refers to relations of meaning that exist within the text, and defines it as a text.

?Discoursal / textual Cohesiveness can be realized by employing various cohesive devices:

–Conjunction 连接

–Ellipsis 省略

–lexical collocation 词汇搭配

–lexical repetition 词汇重复

–Reference 指称

–Substitution 替代, etc.

?“Did she get there at six?”

“No, (she got there) earlier (than six).”

(Ellipsis)

?“Shall we invite Bill?”

“No. 1 can?t stand the man.”

(Lexical collocation)

?He couldn?t open the door. It was locked tight.

(Reference)

?“Why don?t you use your own recorder?”

“I don't have one.”

(Substitution)

?I wanted to help him. Unfortunately it was too late.

(Logical connection)

语言学期末(这份是正确的)

一. What is language? 1. Language can be generally defined as a system of arbitrary vocal symbols used for human communication. Systematic---- rule-governed, elements in it are arranged according to certain rules; can’t be combined at will. e.g. *bkli, *I apple eat. Arbitrary---- no intrinsic connection between the word and the thing it denotes, e.g. “pen”by any other name is the thing we use to write with. Symbolic---- words are associated with objects, actions ideas by convention. “A rose by any other name would smell as sweet”----Shakespeare Vocal---- the primary medium is sound for all languages; writing system came much later than spoken form. Human-specific---- different from the communication systems other forms of life possess, e.g. bird songs, bee dance, animal cries. The design/defining /distinctive features of human language: Arbitrariness (任意性) Productivity/Creativity(创造性) Duality (二元性、二层性) Displacement (移位性) Cultural transmission(文化传递性) 2.语言&言语 Langue--- the language system shared by a community of speakers Parole--- the concrete act of speaking in actual situations by an individual speaker. 3. Synchronic vs. diachronic Synchronic (linguistics)---languages are studied at a theoretic point in time: one describes a ‘state’of language, disregarding whatever changes might be taking place. Diachronic----languages are studied from point of view of their historical development –for example, the changes which have taken place between Old and Modern English could be described in phonological, grammatical and semantic terms. 二.语音学(选择题) 三.音位学Phonology 1.音位变体 Allophones ---- the phones that can represent a phoneme in different phonetic environments. 同一音位在不同环境中表现出来的两个或多个语音上不同的音段. 例如,在英语里,音位/t/在tin里是送气的[th], 在stand里是不送气的[t],在eighth里是齿化的[t],在cotton里是鼻除阻的[tn],在bottle里是边除阻的[tl],在hit里则表现为声门化的[t]. 此外,随着说话人口音的不同,可能还会有其他的语音形式. 这样一套在说话人话语中的语音形式就是音位/t/的音位变体. 把两个音素划归成同一音位的两个音位变体必须满足语音相似性原则,而且它们不能处于对比分布. [p, ph] are two different phones 音子and are variants of the phoneme /p/. Such variants of a phoneme are called allophones of the same phoneme. In this case the allophones are said to be in complementary distribution 互补分布because they never occur in the same context: [p] occurs after [s] while [ph] occurs in other places. /p/ [p] / [s] _____

语言学复习资料 精整版

1、历史比较语言学:是运用历史和比较两种方法,发现几种语言在历史演变中的对应规律从而确定语言的亲属关系,构拟产生这些亲属语言的原始母语。 2、组合关系:语言符号与符号之间组成的言语链条关系叫组合关系。组合关系是一种现实的、有顺序的、可数的横向关系。 3、聚合关系:在链条某一环节上能够互相替换的,具有相同作用的符号聚积成类的关系叫聚合关系。聚合关系是一种联想的、无顺序、不易精确数出来的纵向关系。 4、语言的融合:一种语言战胜另一种语言或一种语言被另一种语言吞噬的现象,叫做语言的融合。 5、语言的层级性:语言系统是一套层级装置,底层是一套音位装置,上层分为语素、词、句子三层。 6、音素:音素是人类语言在一次发音中从音质角度切分出来的最小的语音单位。 7、音位:音位是具体语言在一类发音中从能否区别词或语素的角度划分或归并出来的最小的语音形式。 8、国际音标:国际音标是国际语音协会于1888年公布的一套记音符号。大部分符号采用拉丁字母,少数用希腊字母,还有的采用大小写、正反写、合体写或添加符号与改变符号等方法。国际音标可分为宽式音标和严式音标两种。它的优点是形体简便,记音准确、灵活、完备。 9、音位变体:可归并为同一个音位的各个音素,我们称之为音位变体。 10、非音质音位:利用音高、音长、音强这些非音质要素形成的音位叫非音质音位。 11、语义:指语音形式表现出来的语言和言语的全部内容,它包括语言意义和言语意义两大类。 12、义素:义素是对某个义位的语义特征进行分析后得到的最小的语义单位。 13、语义场:语义场就是归属于一个总称之下的在意义上紧密联系的一组词的义位的聚合体。 14、语境:语言环境简称语境,指人们用语言进行交际时的具体环境。 15、词:词是语言中可以独立运用的最小音义结合单位。 16、语素:语素是语言中不能独立运用的最小的音义结合单位。 17、词缀:词缀指附着在词根之上的语素,它对词义的构成起附加作用。 18、复合词:复合词由两个或两个以上的词根复合构成。例:汉语中的“火车”、“心疼”,英语中的“black-board(黑板)”、“rail-way(铁路)”。 19、重叠词:是由相同的词根相叠构成。如:看看、试试、多多等。 20、语法:语法是音义结合的各结构单位之间的组织规则的汇集,它包括词的构词、构形的规则和组词成句的规则。 21、词组:词组是实词与实词的有机组合。词组在句子中具有相当于词的作用,但它是比词大的语法单位。 22、语法范畴:是把同一性质的语法意义进一步综合概括所形成的语法意义的类别,如词形范畴与词类范畴等。 23、语法手段:对语法形式再概括所得出的类别就是语法手段,也叫语法方式,一般包括内部屈折法、附加法、重叠法、异根法、重音法、词序、虚词、语调、冠词、前置词和后置词、助动词等。 24、直接成分分析法:指从句法结构的外部形式,特别是隐形形式入手,对句子的直接组成成分进行分析的方法。由于句子的直接成分与句子的层次性一致,所以也叫层次分析法。 25、意音文字:一部分字符是义符,一部分字符是音符的文字是意音文字。 26、字符:字符也就是文字符号,是文字的最基本的单位,也就是直接跟某种语言单位相联系的符号。

文化语言学

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Chapter one Introduction 1.1什么是语言学 1.1.1定义 语言学Linguistics Linguistics is generally defined as the scientific study of language. The study of sounds, which are used in linguistic communication, is called phonetics.(语音学)The study of how sounds are put together and used in communication is called phonology. (音位学) The study of the way in which morphemes are arranged to form words are called morphology. (形态学) The study of how morphemes and words are combined to form sentences is called syntax(句法学) The study of meaning in language is called semantics. (语义学) The study of meaning in context of use is called pragmatics. (语用学) 1.1.3 Some important distinctions in linguistics 成对的概念辨析差异必考P3 (1)Prescriptive and descriptive 规定与描写 If a linguistic study describes and analyzes the language people actually use, it is said to be descriptive, if it aims to lay down rules to tell people what they should say and what they should not say, it is said to be prescriptive. Modern linguistics differs from traditional grammar. Traditional grammar is prescriptive while modern linguistics is descriptive. The task of linguists is supposed to describe the language people actually use, whether it is “correct” or not. 规定性Prescriptive It aims to lay down rules for ”correct” behavior, to tell people what they should say and what should not say. 描述性Descriptive A linguistic study describes and analyzes the language people actually use. (2)Synchronic and diachronic 共时和历时 The description of a language at some point in time is a synchronic study; the description of a language as it changes through time is a diachronic study. In modern linguistics, synchronic study is more important. 历时语言学Diachronic linguistics The study of language change through time. a diachronic study of language is a historical study, which studies the historical development of language over a period of time. 共时语言学Synchronical linguistics The study of a given language at a given time.

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自考《现代语言学》复习讲义

自考《现代语言学》复习讲义 一、常考题型 1.填空 2.单项选择 3.判断正误 4.解释词语并举例说明 对名词解释并举一两个例子进行说明 5.回答问题 做题要求:用英文进行答题。 二、各章节学习要点 Chapter 1 Introduction (绪论) 1.What is linguistics? 1.1 Definition (语言学的定义) P.1 Linguistics is generally defined as the scientific study of language. Linguistics studies not any particular language, e.g., English, Chinese, Arabic, and Latin, but in language in general. 1.2 The Scope of linguistics (语言学的研究范畴) P.2—4 The study of language as a whole is often called general linguistics(普通语言学).This deals with the basic concepts, theories, descriptions, models and methods applicable in any linguistic study, in contrast to those branches of study which relate linguistics to the research of other areas. Main branches of linguistics 语言学的主要分支: 1)phonetics(语音学) 2)phonology (音系学) 3)morphology (形态学) 4)syntax (句法学) 5)semantics (语义学) 6)pragmatics (语用学) The study of all these aspects of language forms the core of linguistics.

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