Market_Maker_Application

BATS Exchange, Inc.

Market Maker Registration Application

Broker-Dealers applying to become Market Makers registered with BATS Exchange, Inc. (“BATS” or the “Exchange”) must complete the following application. The Exchange may require additional information from any applicant prior to determining whether to register such applicant as a Market Maker.

Completed applications can be sent by email to membershipservices@https://www.wendangku.net/doc/9418505913.html,, by fax to 913.815.7119 or mail to: BATS Exchange, Inc., Attn: Membership Services, 8050 Marshall Drive Suite 120, Lenexa, KS 66214.

Applicants are required to update any information submitted in the application when and if it becomes inaccurate or incomplete after submission.

1In exceptional cases and where good cause is shown, the Exchange may waive such requirement. Contact Membership Services at 913.815.7002 for more information regarding requesting a waiver of the Series 7 requirement.